Financial Solutions

Services 2019-09-18T16:33:00+00:00

Dedicated Outsourced Paraplanning

We dedicate paraplanners to your business depending on the average volume of SoA’s you outsource over a quarter. Once we have completed a pilot program and you are confident in our quality and service level – together we sign a 12 month service agreement which benefits both parties.

  • Commence Pilot Program

  • Lodge requests via Pipefy (our online portal)

  • Present SoA’s to client and generate revenue

  • Sign a 12 month agreement

Our data shows you will save up to $38,000 p.a. per paraplanner in costs and efficiencies gained. Sign up to our top package to receive up to a 26% discount on regular pricing.

Compliance Consulting

We provide AFSL holders support with their Risk, Compliance and Governance needs.

Our team comprises of experienced consultants who have held national roles managing and running Australian Financial Services Licenses including Responsible Manager roles for several AFSL’s. We have had direct involvement in liaising with ASIC on a range of regulatory guides ranging from Fintech to Compliance.

Our expertise and services include:

  • Conducting targeted file reviews.

  • Running or supporting remediation projects.

  • General Licensee management, such as; Complaints handling, Developing and reviewing policies and procedures, Risk management framework and Reviewing templates and procedures.

We pride ourselves on working collaboratively with each business.

Human Resources

At ComplyX we will make outsource staffing work for you. Our clients outsource with the aim to find efficiencies, cost reductions and enhance service to their Valued Clients. Our observation is that there is high expectations by Australian clients and typically this can only be met through a combination of offshore staffing with an overlay of Australian quality control.

  • Accounting, Bookkeeping, Electronic Forms Development

  • Advice Implementation: Insurance Applications, Superannuation Rollover Forms, etc

  • Virtual Assistants: Your Own Dedicated VA

  • Loan Processing: Mortgage Processing Service

We source the best talent in the Philippines and provide these resources at a low cost to our clients. We provide dedicated staff to your business who grow with you.

CommPay

A purpose-built tool specifically for financial planners, CommPay integrates with XPLAN to combine client revenue data with CRM capability. It supports a variety of complex revenue sharing splits and remuneration model arrangements.

  • Manage revenue statements and regulatory reporting

  • Match expected revenue to actual, enabling you to generate accurate revenue, productivity and profitability reports

  • Import multiple documents from suppliers and map the data into your existing databases

  • Establish, configure and manage different revenue models with minimal effort

  • Effectively manage adviser accounts

  • Manage all billing, invoices and payments (via XPLAN)

We are the leading provider of CommPay in Australia. Our experienced team will seamlessly implement the CommPay system in your business  with ongoing system management and support.

40%

Saved On Costs

100%

Compliant

100%

Completely
Secure

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