ComplyX Outsourced Paraplanning

BACKGROUND

ComplyX is a provider of back-office support services to financial services companies in Australia and has very distinct service offerings which include paraplanning by onshore Australian paraplanners and offshore paraplanners in Cebu, Philippines, administrative support, CommPay support and compliance consulting

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WHAT WE DO

ComplyX are experts in the use of XPLAN and Midwinter. All paraplanners have at least 4 years’ experience with the majority being career paraplanners. We are happy to communicate with your adviser network over any form of communication. Our process is to use our client’s software environment to produce SoA’s.

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OUR CLIENTS

We have worked with all types of licensees, from running transitional programs completing 550 SoA’s over 8 weeks, all the way to working with smaller licensees who outsource 10 SoA’s a month. Our aim – to offer a high touch service, exceeding quality and turnaround times. Click below to see recent references from clients.

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COMPLIANCE

Consider us as an additional layer to support your compliance on BID and safe harbour steps.

COMMITMENT

A high touch service with constant communication to deliver on time.

CLIENT FOCUS

A view to establish long term service offerings with you that are a true extension of your business.

CONVENIENCE

Using as much of your existing processes to ensure we fit into your way of doing business.

OUR CLIENTS

Here is a sample of our current and past clients:

  • HNW Planning
  • Osborne Yuille
  • ROAN Financial
  • Rising Tide
  • Shaw and Partners
  • Viridian Advisory
  • WLM Financial
  • Findex

LET’S WORK TOGETHER

We work as a single united team with market leading paraplanners. As a result we give our clients the highest quality service possible.

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